Wendy M. Johnson, Esq.
General Counsel & Chief Compliance Officer
Wendy serves as general counsel and chief compliance officer for Johnson Financial Group and JFG Wealth Management. Wendy is responsible for overseeing and managing overall compliance for both firms. In that capacity she ensures compliance with all appropriate regulatory requirements and adherence to all internal policies and procedures.
Before joining Johnson Financial Group, Wendy worked for the Securities and Exchange Commission Denver Regional Office and prior to that she worked as a neonatal intensive care nurse at Children’s Hospital Colorado.
Wendy is involved in numerous volunteer activities at Colorado Academy. She supports several initiatives for underprivileged children in the greater Denver area. Wendy also is a member of Sigma Theta Tau International Honor Society and the Children’s Hospital Circle of Care Committee.
She holds a Bachelor of Science from the University of Kansas and a Juris Doctorate from the University of Denver.