Wendy M. Johnson, Esq.
General Counsel, Chief Compliance Officer
Wendy M. Johnson serves as General Counsel and Chief Compliance Officer for Johnson Financial Group. As General Counsel and CCO, Wendy is part of the leadership team contributing to the firm’s vision and strategy. She is responsible for the firm’s compliance program to ensure that clients are protected in all aspects including financial, privacy, and cyber security. Wendy was also instrumental in the planning and strategy that restructured the single-family office into the multi-family office it is today.
Wendy received her Juris Doctorate from the University of Denver’s Sturm College of Law. Prior to her doctorate degree, she earned a Bachelor of Science in Nursing from the University of Kansas where she was a member of Sigma Theta Tau.
Wendy sits on the Board of Trustees for the Yellowstone Community Foundation in Big Sky, MT. She is also co-founder and director of the Brandon & Wendy Johnson Family Foundation, which is a Denver based private philanthropic foundation that supports numerous charitable organizations throughout the region, and volunteers at the Children’s Hospital Colorado and at Colorado Academy.
Wendy has been invited to participate in a number of industry conferences and events. In 2019, she was a guest speaker at SEC’s Rocky Mountain Securities Conference and in 2018 spoke on a national webinar for NCS Regulatory Compliance (now Foreside).
Wendy loves raising her two amazing daughters, horse back riding, mountain biking, cooking, hiking, skiing, trail running, and reading.